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Welcome to the Colorado Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.

For Consumers/ Investors

Statutes and Rules

For Firms and Industry Professionals

Registering Securities

Boards and Public Notices

Colorado Securities Board

Public Notices

Rulemaking Notices & Opinions

Protect Your Investments Like You Protect Your Adventures Microsite

IAR Continuing Ed Courses, Requirements and FAQs

Newsroom

September 19, 2025

Adviser Alert: IAs Should Avoid Using Third-Party Platforms That Ask Clients to Share Credentials in Violation of Colorado Rules

September 19, 2025 -- The Examination Staff of the Colorado Division of Securities is aware that some state licensed investment advisers are using an online third-party platform to access and manage clients’ held-away accounts by having clients share their unique login credentials – username and password of their custodial account - with the platform.

September 16, 2025

Press Release: Denver District Court Rules INDXcoin Cryptocurrency Scheme was a Fraud

September 16, 2025 -- Denver District Court Judge Heidi L. Kutcher ruled in favor of Colorado Securities Commissioner Tung Chan and found that Eligio Jr. (Eli) and Kaitlyn Regalado of Denver, and INDXcoin LLC committed securities fraud in violation of the Colorado Securities Act.

September 15, 2025

Press Release: Developer Who Sold Fraudulent Investments Meant to Benefit Economically Distressed Communities Indicted on Two Counts of Securities Fraud

September 15, 2025 -- Michael Graham was indicted on two counts of securities fraud by a grand jury on August 15, 2025.

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Securities Home

Welcome to the Colorado Division of Securities

Newsroom

Adviser Alert: IAs Should Avoid Using Third-Party Platforms That Ask Clients to Share Credentials in Violation of Colorado Rules

Press Release: Denver District Court Rules INDXcoin Cryptocurrency Scheme was a Fraud

Press Release: Developer Who Sold Fraudulent Investments Meant to Benefit Economically Distressed Communities Indicted on Two Counts of Securities Fraud