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Securities Home

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Welcome to the Colorado Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.

 

Alerts, Press Releases, and Articles

2023-2024: Alerts, Press Releases, and Articles

2021-2022: Alerts, Press Releases, and Articles

Boards and Public Notices

Colorado Securities Board

Public Notices

Rulemaking Notices & Opinions

The Colorado Office of Policy, Research and Regulatory Reform is currently conducting a sunset review of the Division of Securities and the Securities Advisory Board. Analysis is performed to determine if the Division and Board are necessary and should be continued, modified, or repealed. To provide input on this review, please visit COPRRR's website.

Newsroom

Denver – December 17, 2024 -- Colorado Securities Commissioner Tung Chan and Joseph G. Holder Jr. of Denver, aka JR Holder, agreed to a stipulated entry of permanent injunction related to allegations of a romance scam to defraud women.
December 16, 2024 -- Bitcoin ATMs are playing a bigger role in Bitcoin scams than ever before, according to the Colorado Division of Securities.
November 12, 2024  -- Denver District Court grants temporary restraining order and asset freeze against Graham for alleged $1.1 million fraud.