Securities Home
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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
Newsroom
December 22, 2025 -- On December 16, 2025, the Arapahoe County District Court sentenced Raymond Kim of Centennial, Colorado, to two 8-year terms of incarceration, to be served concurrently, with three years of parole.
December 10, 2025 -- Learn about newly adopted rules and 2026 exam priorities.
October 10, 2025 -- Read about the Division's notice of proposed rulemaking.